Compliance Manager

Admiralty, 中国香港
Job summary
部门
职能
About Our Client

A Global leading PE advisory company.

Job Description

- Help with investors onboarding process and ongoing KYC monitoring in accordance with the HKSFC’s AML guidelines and Cayman Islands’ Anti-Money Laundering Regulations;

- Manage the end-to-end onboarding process for new investors, ensuring compliance with all regulatory and internal guidelines;

- Collaborate with cross-functional teams, including legal, tax and finance, to gather necessary documentation and information;

- Maintain compliance with Firm’s internal policies and procedures, and with applicable legal and regulatory requirements;

- Research and present internally on new compliance, regulatory developments.

Requirements and Qualifications

- 6-7 years of work experiences investor relations, finance, investor on-boarding or a similar role within a private equity, funds or financial services environment;

- Seasoned knowledge and experience in SFC regulations and internal compliance;

- Self-driven, proactive mindset and a good team player;

- Basic understanding of the Private Equity investment landscape;

- Excellent communication and interpersonal skills, with the ability to build rapport with investors and internal teams;

- Detail-oriented with strong analytical and problem-solving skills;

- Proficient in Microsoft Office Suite;

- Bachelor's degree in Finance, Business Administration, or a related field;

- Fluent in English and Cantonese.