Top Chinese investment management firm.
Location: Hong Kong
- Establish, update, and improve relevant compliance and risk control rules, processes, and measures in accordance with the latest laws, regulations, and supervisory rules;
- Conduct compliance monitoring, checks, and assessments on other functional departments, and regularly evaluate risks and risk control measures;
- File reports to and communicate with regulatory authorities in accordance with relevant regulatory rules;
- Participate in structure design and compliance risk assessment involved in fund formation and operation, and draft and review relevant fund documentation;
- Organize compliance training and tests; and
- Attend to other compliance and risk management matters.
- Bachelor’s degree or above in law;
- Candidates passing judicial examination in China or abroad are preferred;
- At least 2 years of compliance and risk control experience in overseas funds, financial institutions, law firms, or related financial industries;
- Fluent spoken and written English and Mandarin as working languages;
- Strong logical thinking and communication skills, strong sense of responsibility, diligent, and integrity.